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Course Outline

Learning objectives

After completing this training course, you will be able to:

  • Explain the fundamental concepts and principles of an AI management system based on ISO/IEC 42001
  • Interpret the ISO/IEC 42001 requirements for an AI management system from the perspective of an auditor
  • Evaluate the AI management system conformity to ISO/IEC 42001 requirements in accordance with the fundamental audit concepts and principles
  • Plan, conduct, and close an ISO/IEC 42001 compliance audit, in accordance with ISO/IEC 17021-1 requirements, ISO 19011 guidelines, and other best practices of auditing
  • Manage an ISO/IEC 42001 audit program 

Outline

Day 1: Introduction to the artificial intelligence management system and ISO/IEC 42001

Day 2: Audit principles and the preparation for and initiation of an audit

Day 3: On-site audit activities

Day 4: Closing of the audit

Day 5: Certification Exam

Examination

The “PECB Certified ISO/IEC 42001 Lead Auditor” exam meets the requirements of the PECB Examination and Certification Program (ECP). It covers the following competency domains:

Domain 1: Fundamental principles and concepts of an AI management system

Domain 2: AI management system requirements

Domain 3: Fundamental audit concepts and principles

Domain 4: Preparing an ISO/IEC 42001 audit

Domain 5: Conducting an ISO/IEC 42001 audit

Domain 6: Closing an ISO/IEC 42001 audit

Domain 7: Managing an ISO/IEC 42001 audit program

For specific information about exam type, languages available, and other details, please visit the List of PECB Exams and the Examination Rules and Policies.

Certification

PECB ISO/IEC 42001 Certification Path and Requirements

After successfully passing the exam, you can apply for one of four professional credentials depending on your experience level. All credentials require passing the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or an approved equivalent) and signing the PECB Code of Ethics.

1. Certified ISO/IEC 42001 Provisional Auditor

Ideal for newcomers to the field who have mastered the theoretical knowledge but do not yet have practical auditing or industry experience.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: None required

  • Management System Audit Experience: None required

  • Additional Requirement: Sign the PECB Code of Ethics

2. Certified ISO/IEC 42001 Auditor

Designed for professionals with a foundational level of experience in artificial intelligence management and auditing.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: Two years total, with at least one year of specific work experience in Artificial Intelligence (AI)

  • Management System Audit Experience: A minimum total of 200 hours of qualifying audit activities

  • Additional Requirement: Sign the PECB Code of Ethics

3. Certified ISO/IEC 42001 Lead Auditor

The standard credential for experienced professionals qualified to plan, lead, and manage AI management system audit teams.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: Five years total, with at least two years of specific work experience in Artificial Intelligence (AI)

  • Management System Audit Experience: A minimum total of 300 hours of qualifying audit activities

  • Additional Requirement: Sign the PECB Code of Ethics

4. Certified ISO/IEC 42001 Senior Lead Auditor

The highest tier for expert practitioners with comprehensive, long-term leadership experience auditing AI frameworks.

  • Exam Requirement: Pass the PECB Certified ISO/IEC 42001 Lead Auditor Exam (or equivalent)

  • Professional Experience: Ten years total, with at least seven years of specific work experience in Artificial Intelligence (AI)

  • Management System Audit Experience: A minimum total of 1,000 hours of qualifying audit activities

  • Additional Requirement: Sign the PECB Code of Ethics

Qualifying Audit Activities Note: To be considered valid by PECB, your audit hours must follow best practices and should include activities like audit planning, managing an audit program, drafting audit or nonconformity reports, conducting on-site audits, and leading an audit team.


https://pecb.com/en/education-and-certification-for-individuals/iso-iec-42001/iso-iec-42001-lead-auditor

General

  • Certification and examination fees are included in the price of the training course.
  • Participants will be provided with the training course material containing over 450 pages of explanatory information, examples, best practices, exercises, and quizzes. 
  • An attestation of course completion worth 31 CPD (Continuing Professional Development) credits will be issued to the participants who have attended the training course.
  • In case candidates fail the exam, they can retake it within 12 months following the initial attempt for free.

Requirements

The main requirement for participating in this training course is having a fundamental understanding of ISO/IEC 42001 and AI principles and concepts.

Who Should Attend?

This training course is intended for:

  • Individuals with a background in auditing, whether internal or external, seeking to specialize in auditing AI management system
  • Managers or consultants seeking to master the AI management system audit process
  • Individuals responsible for maintaining conformity with the AI management system requirements in an organization
  • Expert advisors in AI management
  • Professionals involved in analyzing and understanding business requirements for AI implementation
  • Individuals involved in the development and implementation of AI solutions and in designing the architecture of AI systems
 35 Hours

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